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functional supervision中文是什么意思

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  • On the basis of this , the writers have conducted reasonable legal construction from the angle of domestic law & international law , and also advanced the following opinions : priority of functional supervision , the legalization of inner control & the expansion of the last resort , etc
    在金融業(yè)務(wù)綜合化下,針對(duì)既存監(jiān)管所面臨的法律挑戰(zhàn),應(yīng)進(jìn)行有效監(jiān)管,從國(guó)內(nèi)法與國(guó)際法的角度對(duì)此內(nèi)容進(jìn)行理性的法律設(shè)計(jì),確立功能型監(jiān)管優(yōu)先、內(nèi)控優(yōu)先化與法制化等法律制度。
  • In order to improve the efficiency of regulation and adapt the challenge from entry into wto , universal banking and stock trading on line , our country ' s securities regulations must be reformed . so we should balance justice , efficiency and stability of regulation object ; emphasize the integration between institutional supervision and functional supervision ; deregulate market entry , business scope and trading commission and emphasize behavioral regulation , prudential regulation and protective regulation ; and improve governmental regulation , self - regulation and the co - ordination of international securities regulation
    即在規(guī)制目標(biāo)上要注重公平性、效率性和穩(wěn)定性的權(quán)衡,在規(guī)制體制上要積極探索機(jī)構(gòu)監(jiān)管與功能監(jiān)管相結(jié)合的途徑并加強(qiáng)各監(jiān)管機(jī)構(gòu)之間的協(xié)調(diào),在規(guī)制內(nèi)容上應(yīng)在逐步放松對(duì)市場(chǎng)進(jìn)入、業(yè)務(wù)范圍和傭金費(fèi)率規(guī)制的同時(shí),進(jìn)一步強(qiáng)化證券業(yè)的行為規(guī)制、審慎性規(guī)制和保護(hù)性規(guī)制,在規(guī)制方式上要在完善政府外部監(jiān)管的同時(shí)進(jìn)一步加強(qiáng)行業(yè)自律管理和國(guó)際監(jiān)管合作。
  • At last , taking above analyses into account , the author thinks that it is imperative to establish modern commercial banks " institution with the core of modern property rights " institution . at the same time , the author puts forward a series of measures for controlling institution risk as follows : firstly , establish modern property rights " institution and improve legal entity governance structure ; secondly , establish financial controlling corporation and carry out mixed business operation ; thirdly , innovate commercial banks " supervision institution , establishing mixed business supervision model with the characteristics of functional supervision ; finally , perfect social credit system in order to strengthen construction of external environment of commercial banks " institution
    文章接著回顧了我國(guó)商業(yè)銀行制度創(chuàng)新的歷程,概括了當(dāng)前我國(guó)商業(yè)銀行制度風(fēng)險(xiǎn)的特征與成因,最后結(jié)合上文分析的結(jié)果,得出了我國(guó)商業(yè)銀行制度創(chuàng)新的方向,那就是建立以現(xiàn)代產(chǎn)權(quán)制度為核心的現(xiàn)代商業(yè)銀行制度,并且提出了控制制度風(fēng)險(xiǎn)的措施,即深化制度創(chuàng)新:一是建立現(xiàn)代產(chǎn)權(quán)制度,完善法人治理結(jié)構(gòu);二是建立金融控股公司,實(shí)行混業(yè)經(jīng)營(yíng);三是改革監(jiān)管制度,建立以功能型監(jiān)管為特征的混業(yè)監(jiān)管模式;四是加強(qiáng)銀行制度的外部環(huán)境建設(shè),建立健全社會(huì)信用制度。
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